U.S. Securities and Exchange Commission - Wikipedia
WEBThe U.S. Securities and Exchange Commission ( SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. [2] [3] [4] The primary purpose of the SEC is to enforce the law against market manipulation. [5] [6] : 2.
Securities and Exchange Commission (SEC) | USAGov
WEBThe Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud.
SEC.gov | Trading and Markets
WEBMar 20, 2020 · The Division of Trading and Markets establishes and maintains standards for fair, orderly, and efficient markets. The Division regulates the major securities market participants, including broker-dealers, self-regulatory organizations (such as stock exchanges, FINRA, and clearing agencies), and transfer agents. For further information, …
SEC.gov | HOME
WEBToday, the U.S. Securities and Exchange Commission helps oversee the Treasury markets that are part of Alexander Hamilton's legacy. At the SEC, we're not throwing away our shot—to make Treasury markets work better for investors. More Videos. Spotlight On. …
SEC.gov | About Trading and Markets
WEBMar 1, 2023 · Division of Trading and Exchange (1935 – 1947) The Division of Trading and Markets assists the Commission in executing its responsibility for maintaining fair, orderly, and efficient markets.
The Department of Justice and the Securities and Exchange Commission ...
WEBNov 14, 2012 · The Department of Justice (DOJ) and the U.S. Securities and Exchange Commission (SEC) today released A Resource Guide to the U.S. Foreign Corrupt Practices Act (the Guide). The 120-page Guide provides a detailed analysis of the U.S. Foreign Corrupt Practices Act (FCPA) and closely examines the DOJ and SEC’s …
Contact Us | Investor.gov
WEBU.S. Securities and Exchange Commission. Office of Investor Education and Advocacy. 100 F Street, NE. Washington, DC 20549-0213. The SEC’s Office of Investor Education and Advocacy (OIEA) provides a variety of services and tools to address the problems and questions you may face as an investor.
Robinhood (HOOD) Gets SEC's Notice for US Crypto Business
WEB2h • 3 min read. Robinhood Markets, Inc. HOOD has received a notice from the Securities and Exchange Commission (SEC) that its crypto business — Robinhood Crypto — could face an enforcement ...
Text of H.R. 8339: To make improvements to the securities laws, …
WEB2 days ago · (e) Consideration of costs and benefits (1) Considerations before proposing a regulation. Before proposing a regulation, the Commission shall— (A) clearly identify the nature and source of the problem that the regulation is designed to address, as well as assess the significance of that problem, to enable assessment of whether any new …
SEC.gov | About the SEC
WEBNov 22, 2016 · The federal securities laws empower the Securities and Exchange Commission (SEC) with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.
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